股票质押程序.pdfVIP

STOCK/CB FINANCING, BLOCK TRADE PLACEMENT 股票/ 可換股債券融資，大手股票買賣及配股 Services Offered 提供的服務 We offer only three (3) specific services which are: 我們只提供三（3 ）特定的服務，包括： 1. Share Secured Loans (Non-Recourse Stock Secured Loans) 1 。股份抵押貸款（無追索權的證券抵押貸款） 2. Block Purchases of Shares (old shares) 2 。大手股票買賣 （舊股） 3. Placement (new shares) 3 。配股 （新股） By specializing in these three services, we are able to provide exceptional knowledge and experience with assisting clients in monetizing their equity holdings in publicly traded companies to create the liquidity that they seek. We would like to emphasize that clients and agents should refer to our 2011 Active Markets List to determine which stock exchanges we are currently accepting shares from. 通過上述三項服務，我們能夠為客戶提供卓越的知識和經驗協助客戶在上市公司創造 資金流動性 。 我們想強調的是，客戶和代理商應該參照我們2011年的活躍市場列表 ，以確定我們目 前正在接受來自哪些證券交易所的股票。 Loan/ Lending 貸款/貸款 We offer loan against the following securities: 我們對下列形式的證券提供貸款 ： - Stock (freely trade-able stock, public listed) 股票（能夠自由交易的已上市股票） - CB (Convertible Bond) CB （可換股債券） - Bonds 債券 - SBLC 備用銀行信用狀 Stock Loan 股票貸款 We offer 2 types of Stock Loan: 我們提供2種股票貸款： 1. Non trade and pledging only stock loan (Institution stock loan) 1 。非貿易和只作為抵押的股票貸款（機構股票貸款） 2. Hedge fund stock loan (non- title transfer trade/hedge pledged stock) – A none recourse Loan 2 。對沖基金股票貸款（非轉讓擁有權及已抵押的股票貸款）- 無追索權的證券抵押貸 款. A Non-Recourse Stock Loan: 無追索權的證券抵押貸款 • A financial tool that gives liquidity to the borrower •一種能給予借款人流動資金的金融工具 • Provides a hedge against market volatility •就市場波動性提供對沖 • A simple, interest only loan vehicle (alternative to margin loans) •一個簡單的，只須就貸款支付利息 （有別於保證金貸款） Non-Recourse Stock Loans are a simple and effective transaction that is designed to provide a borrower with liquidity while allowing them to retain access to potential future asset appreciation. 無追索權的證券抵押貸款是一個簡單及有效的途徑 ，旨在提供資金流動性予借款人 ， 同時允許他們保留獲得未來潛在的資產價格升值 。 Our Stock Loan product offers a si