大成股权投资风险管理及争议解决业务简介中英.pdf

大成股权投资风险管理及争议解决业务简介 Brief Introduction on Dacheng’s Equity Investment Risk Management and Dispute Resolution Practice —股权投资风险管理及争议解决服务第一品牌 The No.1 Brand of Equity Investment Legal Risk Management and Dispute Resolution Practice “股权投资”是股权投资领域中的最重要、最复杂的投资方式，股权投资风险 管理及争议解决属于复杂、高端的法律服务领域。大成股权投资风险管理及争议 解决团队 （“大成团队”）长期专注于中国股权投资法律研究和司法实践，在业 内最早提供复杂的股权投资风险管理及争议解决法律服务，现在已经形成业内第 一服务品牌。 Equity Investment is the most important and complex investment method in the investment field; as well, legal risk management and dispute resolution for equity investment is regarded as a complicated and high-end legal practice area. “Dacheng Equity Investment Legal Risk Management and Dispute Resolution Team” (“Dacheng Team”) has been devoted for a long time to the legal research and judicial practices of equity investment in China, and was the first in the legal industry to provide sophisticated services on equity investment legal risk management and dispute resolution. Currently, Dacheng Team has already earned the leading position in this practice area. 1 一、股权投资的法律风险 Legal Risk of Equity Investment 在中国的法律环境和投资法律制度下，股权投资具有较高的法律风险，具体 表现在： Under the PRC legal environment and its investment legal system, equity investment has high legal risks; specifically due to the following reasons:  合规性法律风险 Regulatory-compliance legal risk 投资方在投资前的尽职调查存在缺失，未能核实项目公司历史沿革、经营管 理活动等是否符合法律法规和中国证监会或境外上市地类似部门的监管要求，这 可能使得投资方无法顺利退出，进而导致投资方和/或创始人的利益受损。 Deficiencies of the due diligence process that the investor shall conduct before implementing the investment can result in the impossibility of verifying whether the historical evolution and the business and management activities of the target company had complied with the laws and regulations and the regulatory requirements of China Securities Regulatory Commission