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Gravity, entropy, and cosmology: in search of
clarity
David Wallace
June 2009
Abstract
I discuss the statistical mechanics of gravitating systems and in par-
ticular its cosmological implications, and argue that many conventional
views on this subject in the foundations of statistical mechanics embody
significant confusion; I attempt to provide a clearer and more accurate
account. In particular, I observe that (i) the role of gravity in entropy
calculations must be distinguished from the entropy of gravity, that (ii)
although gravitational collapse is entropy-increasing, this is not usually
because the collapsing matter itself increases in entropy, and that (iii) the
Second Law of Thermodynamics does not owe its validity to the statistical
mechanics of gravitational collapse.
1 Introduction
On pain of a crisis in physics, the entropy of the early Universe had better
be lower than its present entropy. This is sometimes presented as some deep
requirement at the core of statistical mechanics, but there are more straight-
forward reasons why it had better be true: namely, the Second Law of ther-
modynamics says that the entropy of a closed system never decreases (and has
increased in a great many processes which have occurred in the past and con-
tinue to occur today); the early Universe is in the past; therefore if its entropy is
higher than the present Universe’s entropy, the Second Law has been violated.
And in fact, it is not merely necessary that the entropy of the early Universe
was lower than at present: it must have been lower in such a way as to facilitate
the existence
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