毕马威尽职调查题纲.doc

KPMG Due Diligence Information Request List 8 August 2006 毕马威财务尽职调查清单 2006年8月8日 Instructions: 说明： 1. Sanbei = the company and its affiliates being contemplated for the proposed transaction 三北种业“= 拟定交易中的目标公司和其联营公司 2. Please compile information and material listed below and write down the status of the information in the reply column (i.e. Completed, Still Collecting, Not Applicable / Available) 请准备我们要求的相关资料，并在答复栏目中（如：“完成”，“仍在收集”，“不相关/没有”）注明文件的准备情况及预计完成时间 3. Please insert all material in folders, appropriately labelled with the Numbering Code (i.e. 1.1, 1.2) 请把准备好的资料标上相对应的编码 （例如，1.1, 1.2) 并按顺序放入文件夹 4. This information request list is not exhaustive. Additional information may be required during the due diligence 这份所需资料清单并不是完全详尽的，在获取以下所需资料的基础上 我们可能要求另外的资料 第1章 Business background an Corporate 公司背景 Ref. 编号 Information requested 所需资料 Reply(答复) Estimated date of completion (预计完成时间) 1.1 Business licence/registration certificate issued by SAIC国家工商局颁发的营业执照/注册证明 1.2 Articles of association企 业 章 程 1.3 Capital verification reports验资报告 1.4 Sanbei’s business history including year of establishment, major subsidiary acquisition / disposition, launch of new line of business, major markets and customer focus and future plans 简述三北种业自成立到现在的简史，包括成立日期，主要下属公司的收购和出售，新业务的开办计划，重要客户和市场的开发，近期的经营计划 1.5 Organisational chart showing legal entities, ownership % and place of incorporation三北种业组织结构图，并注明各独立法人公司、所占股权百分比、及成立地点 1.6 Identify any other entities not shown on the organisatio