金融企业上市的问题金融企业上市的问题.doc

目??录 中文摘要 1 Abstract 2 开??题??报??告 3 一、金融企业上市的政策背景 5 二、我国金融企业上市的现状 6 三、我国金融企业上市遇到的挑战 7 （一）金融企业上市是我国加入WTO的大势所需? 7 （二）金融企业上市是国际金融业发展的大势所趋 7 （三）金融企业上市是全面提高企业素质的必然选择 8 四、我国金融企业上市遇到的机遇 8 （一）金融企业上市:打造中国资本市场的中流砥柱 8 （二）金融企业上市:推动资本市场监管规则的创新与完善 10 五、上市金融企业的发展策略 11 （一）加大科技投入，推进银行电子化网络建设 11 （二）促进金融业务的创新 12 （三）积极开展并购活动 12 （四）加大结构调整力度，明确市场定位对信托类上市公司来讲，加大结构调整力度，及早明确市场定位是当务之急 12 总结 14 文献资料 15中文摘要 我国加入WTO后,作为一个特殊行业,我国金融业将面临国际金融行业的巨大冲击，金融体制改革进一步深化迫在眉睫.在国际竞争的压力之下,金融机构要充实资金, 提高经营素质,加强其整体实力,走上市之路就成为一项有战略意义的选择.金融企业上市是顺应国际证券业发展的潮流,也是证券市场发展规律的必然要求。 而中国金融企业以股本融资方式上市,可以说是促进我国金融企业和资本市场共同发展、共生共荣的双赢举措。本文首先回顾了金融企业上市的有关政策,然后从增强企业自身实力和促进资本市场发展两个方面阐述了金融企业上市的现实意义,并针对现行的资本市场监管规则,提出了创新要求与完善措施,最后对上市金融公司的发展策略做 了论述。 关键词：金融企业上市，机遇，挑战 Abstract After Chinas accession to the WTO, as a special industry, the financial industry of our country will face the huge impact of the international financial industry, financial system reform further deepening imminent. Under the pressure of international competition, the financial institutions to the adequacy of funds.Improve management quality and strengthening its overall strength, listed on the road has become a strategic choice. Financial enterprises to be listed is conform to the trend in the development of the international securities industry and securities market law of development request inevitably. And Chinas financial companies through equity financing listed, it can be said to be a win-win measure to promote Chinas financial enterprises and capital market common development and co prosperity of. Firstly, this paper reviews the relevant policies of listed financial companies, then from the enhanced strength of the enterprise itself and promote capital market development two aspects elaborated the financial enterprises to be listed is of practical significance and in view of the current capital market regulation rules proposed innovation demands and improvement measures, and discusses of the development strategy of listed financial c