ADDENDUMTO.PDF

TAX INFORMATION AND COMMON REPORTING STANDARD ADDENDUM TO 1. TERMS AND CONDITIONS FOR SECURITIES TRADING 2. TERMS AND CONDITIONS FOR SECURITIES TRADING (PROFESSIONAL INVESTOR – INSTITUTIONAL) 3. TERMS AND CONDITIONS FOR FUTURES AND OPTIONS TRADING 4. TERMS AND CONDITIONS FOR FUTURES AND OPTIONS TRADING (EXRERIENCED CORPORATE PROFESSIONAL INVESTORS AND INSTITUTIONAL PROFESSIONAL INVESTORS) (each or any combination of the above, as the context required, the Terms and Conditions) Account Information means any information relating to the Securities Account including without limitation the account number, account balance or value, gross receipts, withdrawals and payments from the account. Applicable Laws and Regulations means: (i) any applicable local or foreign law, ordinances, regulations, demand, guidance, guidelines, rules, codes of practice, (including those relating to CRS, FATCA or an intergovernmental agreement between the governments or regulatory authorities of two or more jurisdictions; and (ii) any agreements between CSBHK / CSFHK or its Affiliates (or that of any other CSI Group Companies, as the case may be) and any government or taxation authority in any jurisdiction; and including but not limited to FATCA, CRS and any agreement entered into by any CSI Group Company and any applicable intergovernmental agreement entered into pursuant to FATCA or CRS). Authority means any national, state, or local government, any political subdivision thereof, any agency, authority, instrumentality, whether judicial or administrative, regulatory or self- regulatory organization, law enforcement body, court, central bank or tax or revenue aut