基金销售基础考试大纲（Fund sales foundation examination outline）.doc

基金销售基础考试大纲（Fund sales foundation examination outline） The first chapter the basic knowledge of securities markets Master the securities definition, classification, characteristics; grasp the characteristics, basic functions of stock market; familiar with the structure of the securities market; securities market participants understand the master; the emergence and development of the securities market, understand the development of Chinas securities market and opening up. Grasp the definition, characteristics and types of stock in China; be familiar with the general classification of shares, the rights and obligations of ordinary stock holders, and grasp the concepts of stock value and price. Familiar with the main factors that influence stock prices; grasp the implications of some of the concepts associated with stocks. Grasp the definition and characteristics of bonds; be familiar with the nominal elements and general classifications of bonds. Master the classification of bonds in China; be familiar with the difference between bonds and stocks. Grasp the concept and characteristics of financial derivatives, understand the types and functions of Chinas major financial derivatives. To grasp the definition and composition of the securities issuing market and to understand the issuing system and issuing methods of our securities market. Familiar with the securities transactions; master the definition, characteristics and functions of the stock exchange; to understand the organization and operation system of the stock exchange; grasp the principles and rules of securities trading; grasp the trading rules of the SME board market and the GEM market; understand Chinas OTC market; understand the definition of the stock price index; understand the international market is mainly the stock price index; familiar with Chinas main stock index. Grasp the significance, principles, objectives and means of securities market supervision, and be familiar with Chinas securities market s