环境规制下工业共生链制造商决策行为分析-系统管理学报-上海交通大学.doc

环境规制下工业共生链制造商决策行为分析 曹斌斌1，肖忠东1，李晓军1,2，祝春阳3 （1. 西安交通大学 管理学院，西安 710049；2. 908教研室，西安 710025；3. 海尔特种电冰箱有限公司，山东 青岛 266000） 【摘要】考虑政府废弃物排放标准、废弃物排放收费和废弃物交易补贴的环境规制，构建由1个上游制造商和1个下游制造商组成的工业共生链寡头垄断模型，研究了政府、制造商从环境效益和经济效益出发时各自的决策行为。结果表明：政府废弃物排放标准设定必须考虑制造商生产运营影响因素，而政府补贴和排污费对外部环境效益的作用优于单一政策；环境规制的介入驱使制造商参与工业共生，而制造商集中式决策能实现环境和经济效益的双赢；同时，通过采用废弃物排放契约和数量折扣契约能改进分散式共生链绩效；顾客对产品环境关切意识的提升能迫使制造商通过降低产品价格来刺激需求并促使其进行产品环境绩效创新。 关键词：废弃物排放水平；废弃物排放收费；政府补贴；环境绩效；工业共生链 中图分类号：F 205 文献标识码：A 参考文献 [1] Hsu Chin Chun, Tan Keah Choon, Suhaiza Hanim Mohamad Zailani, et al. Supply chain drivers that foster the development of green initiatives in an emerging economy[J].International Journal of Operations Production Management, 2013, 33(6):656-688. [2]Boyer K K, Prud home A M, Chung W. The last mile challenge: Evaluating the effects of customer density and delivery window patterns[J]. Journal of Business Logistics, 2009, 30(1):185-202. [3]Jayaraman V, Klassen R, Linton J D. Supply chain management in a sustainable environment [J].Journal of Operations Management, 2007, 25:1071-1074. [4]Linton J D, Klassen R, Jayaraman V. Sustainable supply chains: An introduction [J].Journal of Operations Management, 2007, 25:1075-1082. [5]Poirier C C, Swink M L, Quinn F J. Sixth annual global survey of supply chain progress: Still chasing the leaders[J].Supply Chain Management Review, 2008, 12(7):26-32. [6]Sarkis J, Zhu Q, Lai K. An organizational theoretic review of green supply chain management literature[J]. International Journal of Production Economics, 2011, 130:1-15. [7] Sopha B M, Fet A M, Keitsch M M, et al. Using systems engineering to create a framework for evaluating industrial symbiosis[J]. Systems Engineering, 2010, 13(2):149-160. [8] Yalabik B, Fairchild R J. Customer, regulatory, and competitive pressure as drivers of environmental innovation[J]. International Journal of Production Economics, 2011, 131(2):519-527. [9]Pagell M, Wu Z. Building a more complete theory of sustainable supply chain managem