15-上市公司信息披露管理办法(英文).docVIP

Order of China Securities Regulatory Commission (No. 40) The Administrative Measures for the Disclosure of Information of Listed Companies, which were deliberated and adopted at the executive meeting of the 196th chairmen’s meeting of China Securities Regulatory Commission on December 13, 2006, are hereby promulgated and shall come into force as of the date of promulgation. Shang Fulin Chairman of China Securities Regulatory Commission January 30, 2007 Administrative Measures for the Disclosure of Information of Listed Companies Chapter I General Provisions Article 1 For the purpose of regulating the information disclosure acts of issuers, listed companies and other information obligors, strengthening the administration of information disclosure, protecting the legitimate rights and interests of investors, these Measures are formulated in accordance with the Company Law, the Securities Law and other laws and administrative regulations. Article 2 An information disclosure obligor shall disclose its information truthfully, accurately, completely and in time. The information disclosed shall not contain any false record or misleading statement or serious omission. An information disclosure obligor shall simultaneously and openly disclose its information to all investors. When a listed company, which issues securities and the derivatives thereof in the domestic and overseas markets, disclose information in the overseas market, it shall simultaneously do so in the domestic market. Article 3 The issuer, and the directors, supervisors and senior managers of a listed company shall perform their duties faithfully and diligently and ensure that the information will be disclosed truthfully, accurately, completely, and fairly and in time. Article 4 Prior to the disclosure of any inside information, no insider may publicize or divulge such information or commit insider dealings. Article 5 The information disclosure documents mainly include the stock prospectuses, bo