【权威,证 券业协会】2011年保荐代表人考试大纲.docxVIP

2011年保荐代表人胜任能力考试大纲 ? 目??录 ? 第一部分 证券综合知识 HYPERLINK /cms/servlet/ServletGate?op=DM_Forwardcur_page=EditorPagetarget=rte \l _Toc176141907 第一章　保荐制度及执业规范 ?? HYPERLINK /cms/servlet/ServletGate?op=DM_Forwardcur_page=EditorPagetarget=rte \l _Toc176141908 第一节 保荐机构和保荐代表人的资格管理 ?? HYPERLINK /cms/servlet/ServletGate?op=DM_Forwardcur_page=EditorPagetarget=rte \l _Toc176141909 第二节 保荐机构和保荐代表人的职责 ?? HYPERLINK /cms/servlet/ServletGate?op=DM_Forwardcur_page=EditorPagetarget=rte \l _Toc176141910 第三节 保荐业务规程和保荐业务协调 ?? HYPERLINK /cms/servlet/ServletGate?op=DM_Forwardcur_page=EditorPagetarget=rte \l _Toc176141911 第四节 执业规范和法律责任 HYPERLINK /cms/servlet/ServletGate?op=DM_Forwardcur_page=EditorPagetarget=rte \l _Toc176141912 第二章?金融基础知识 ?? HYPERLINK /cms/servlet/ServletGate?op=DM_Forwardcur_page=EditorPagetarget=rte \l _Toc176141913 第一节 货币供求 ?? HYPERLINK /cms/servlet/ServletGate?op=DM_Forwardcur_page=EditorPagetarget=rte \l _Toc176141914 第二节 金融机构 ?? HYPERLINK /cms/servlet/ServletGate?op=DM_Forwardcur_page=EditorPagetarget=rte \l _Toc176141915 第三节 金融市场与金融业务 ?? HYPERLINK /cms/servlet/ServletGate?op=DM_Forwardcur_page=EditorPagetarget=rte \l _Toc176141916 第四节 货币政策与金融监管 ?? HYPERLINK /cms/servlet/ServletGate?op=DM_Forwardcur_page=EditorPagetarget=rte \l _Toc176141917 第五节 财政与税收 ?? HYPERLINK /cms/servlet/ServletGate?op=DM_Forwardcur_page=EditorPagetarget=rte \l _Toc176141918 第六节 外汇管理与金融全球化 HYPERLINK /cms/servlet/ServletGate?op=DM_Forwardcur_page=EditorPagetarget=rte \l _Toc176141919 第三章 证券基础知识 ?? HYPERLINK /cms/servlet/ServletGate?op=DM_Forwardcur_page=EditorPagetarget=rte \l _Toc176141920 第一节 证券及证券市场概述 ?? HYPERLINK /cms/servlet/ServletGate?op=DM_Forwardcur_page=EditorPagetarget=rte \l _Toc176141921 第二节 证券产品—股票、债券、证券投资基金 ?? HYPERLINK /cms/servlet/ServletGate?op=DM_Forwardcur_page=EditorPagetarget=rte \l _Toc176141922 第三节 证券产品－其他产品 ?? HYPERLINK /cms/servlet/ServletGate?op=DM_Forwardcur_page=EditorPagetarget=rte \l _Toc176141923 第四节 证券交易 ?? HYPERLINK /cms/servlet/ServletGate?op=DM_Forwardcur_page=Edi