Self-Assessment 自我评估.doc

SELF-ASSESSMENT Assessment Plan NNSA/Nevada Site Office Independent Oversight Division Performance Objective: Management should ensure that effective management and independent self-assessments are being conducted periodically by technically qualified personnel. [10 CFR 830.122, subpart A DOE O 414.1A, Quality Assurance] Criteria: Managers shall assess their management processes and be actively involved in the assessment process to ensure results contribute to improved performance of programs, systems, and work processes. DOE O 414.1A, Criterion 9 (a) An effective assessment and safety management program shall focus on achieving DOE/NNSA expectations through federal regulations and standards. DOE O 414.1A, Criterion 9 (a) An effective assessment supports management’s goal to protect people and the environment from harm. DOE O 414.1A, Criterion 9 (a) An organization’s assessments must provide continuous quality improvement as contributors to the improvement culture. DOE O 414.1A, Criterion 9 (b) Assessments must be planned and conducted to measure item and service quality, to measure the adequacy of work performance, and to promote improvement. DOE O 414.1A, Criterion 10 (a) An effective self-assessment program must have a clear document trail evidencing a culture of Lessons Learned. DOE O 414.1A, Criterion 10 (a) Independent assessments must have sufficient authority and freedom from the line to carry out responsibilities. DOE O 414.1A, Criterion 10 (b) Assessment results should be documented and presented to the organization and management for review. DOE O 414.1A, Criterion 9 (a) An effective self-assessment program must have a corrective action tracking system for status reporting and closure. DOE O 414.1A, Criterion 10 (b) Persons conducting independent assessments must be technically qualified and knowledgeable in the areas assessed. DOE O 414.1A, Criterion 10 (c) References: 10 CFR 830.120, Quality Assurance Requirements (Criterion 9 10) 48 CFR Par