科技型中小企业融资的新渠道及其法制完善（可编辑）.doc

科技型中小企业融资的新渠道及其法制完善 As all known that sufficient capital flow is the sine qua non for the development of creative technology. In case of lacking the support of financing, a great number of financial program will be trapped in the process of scientific research achievements’ transforming, and the formation of technology industry well be affected The number of science-technology SMEs takes up quit a big proportion among all the enterprises in country round. Meanwhile, science-technology SMEs is the strong power, and new sprouting point of economic development, having wide and important effect over raising employment rate as well as improving living standard of citizenThe science-technology SMEs embody both technology SME characters. In exercise, the low survival rate of science-technology SMEs is more obvious than the number’s advantages, and many of such SMEs facing the situation of insufficient capital flow and crisis of bankrupting The first chapter defines Science-technology SMEs, analyzes correlative homes outs financing background, put forward new path of financing. Second and third chapter analyzes possibilities, obstacles of IP-backed securitization and the new third board separately. The last chapter points out legitimating Improvements for the new outlets of financing KEY WORD :Science-technology SMEs ,Financing, IP-Backed Securitization, The New Third Board ,legitimating Improvement 目录 导论 1 一、研究背景. 1 二、研究意义. 2 三、文献综述. 2 四、本文创新之处及不足 3 第 一章 科 技型 中小企 业融 资概述5 第一节 相关概念的界定. 5 一、中小企业的界定5 二、科技型中小企业的界定6 第二节 域外科技型中小企业融资概况. 7 一、美国以专门立法为基础的科技型中小企业融资概况7 二、日本以政府为主导的科技型中小企业融资概况 8 三、台湾地区以专门机构的设立为典型的科技型中小企业融资概况. 9 第三节 我国科技型中小企业融资渠道的法制分析 9 一、中小企业融资法制概况9 二、科技型中小企业融资渠道的特殊困境及原因分析 11 第 二章 科技 型中小 企业 融资 新渠道 之一 :知识 产权 证 券化 融资 15 第一节 相关概念的界定 15 一、知识产权的界定及特点. 15 二、资产证券化的界定及特点16 第二节 资产证券化的概况. 18 一、资产证券化的优势18 二、资产证券化的运行程序与参与主体 19 三、资产证券化的核心机制. 20 第三节 知识产权证券化的法制概况20一、知识产权证券化的界定及特点. 21 二、知识产权证券化的优势及重点流程 21 三、知识产权证券化存