欧盟信贷交易协议速览 英文版.pdf

oversight framework for credit transfer schemes a ugust 2009 OVERSIGHT FRAMEWORK FOR CREDIT TRANSFER SCHEMES AUGUST 2009 In 2009 all ECB publications feature a motif taken from the €200 banknote. © European Central Bank, 2009 Address Kaiserstrasse 29 60311 Frankfurt am Main Germany Postal address Postfach 16 03 19 60066 Frankfurt am Main Germany Telephone +49 69 1344 0 Website http://www.ecb.europa.eu Fax +49 69 1344 6000 All rights reserved. Reproduction for educational and non-commercial purposes is permitted provided that the source is acknowledged. ISBN 978-92-899-0457-5 (online) CONTENTS 1 INTRODUCTION 4 2 THE STRUCTURE OF THE STANDARDS 5 3 THE RISK PROFILES 5 4 SCOPE OF THE FRAMEWORK 6 5 THE ADDRESSEES 7 6 THE FIVE STANDARDS 7 Standard 1: The credit transfer scheme should have a sound legal basis under all relevant jurisdictions 8 Standard 2: The credit transfer scheme should ensure that comprehensive information, including appropriate information on fi nancial risks, is available to the actors 9 Standard 3: The credit transfer scheme should ensure an adequate degree of security,