Deloitte 内控与风险管理信息系统.ppt

* * * * * * Risk Integrator – 软件需求 Application Server ? Operating System Microsoft Windows 2003 Server Enterprise Edition 或 Linux 或 UNIX ? Application Server Sun Java System Application Server Standard Edition 9.1 BEA Weblogic 9.2 or 10 Database Server ? Operating System Microsoft Windows 2003 Server Enterprise Edition ? Database Server Microsoft SQL Server 2005 Enterprise Edition ? Reporting Server Microsoft SQL Server 2005 Reporting ? OLAP Microsoft SQL Server 2005 Analysis Services User’s Desktop/Notebook ? Operating System Existing software installed at the user’s desktop are sufficient to deploy and use the Risk Integrator. For example Microsoft Windows NT Workstation 4.0; OR Windows 2000 Professional; Windows XP any edition ? Browser Microsoft Internet Explorer 5.5/ Microsoft Internet Explorer 6.0 or above with latest service pack ? Email Microsoft Outlook / Lotus Notes for client; OR Any SMTP compliant Email Client ? Word Processing Microsoft Office 2003 Standard Edition / Microsoft Office 2003 Professional Edition (Optional) The following servers are proposed for Risk Integrator production environment Application Server 1 x Dual Core Intel Xeon Processor 3 GHz 4GB RAM 1 x 74 GB HDD for System and 2 x 146 GB for Application 100-BaseT network interface card Database Server 1 X Dual Core Intel Xeon Processor 3 GHz 4GB RAM 1 x 74 GB HDD for System and 2 x 146 GB for Application 100-BaseT network interface card User’s Desktop/Notebook Existing hardware configuration at the user’s desktop are sufficient to deploy and use the risk management portal. Intel Pentium 2 Processor 450 MHz 256 MB RAM 20 GB Disk Spaces 100-BaseT network interface card Risk Integrator - 硬件需求 五、Risk Integrator系统成功案例. 业务挑战 达到Basel II对于运营风险的监管要求，并对监管要求进行合规监控和风险控制测试。 理解各层面运营风险的关键因素并由此确定应集中关注并采取行动的重点领域（不可容忍的风险或控制缺陷），并为业务管理人员创建集中系统，以加强风险及控制管理。 在问题发生过程中、还未形成损失时就进行识别/定位，将风险控制在“非意外”水平，并通过管理按照风险敞口及规定的资本水平管理损失来改善财务表现。 减少非增值的人工合并活动。 价值贡献 自动化、集成化和流水线化的人工运作； 风险和事件驱动； 多维度的风险及控制分级和指标； 风险