控制国有资本流失或转移路径求解——重构国有资本监管机制.pdf

作者研究领域：中国经济改革 控制国有资本流失或转移路径求解 ——重构国有资本监管机制 郝 臣 南开大学国际商学院博士 Haochen3790859@163.com, 013022943938 地址：天津市南开区卫津路 94号 邮编：300071 控制国有资本流失或转移路径求解 ——重构国有资本监管机制 内容提要：本论文主要研究在所有权与控制权分离情况下，如何控制国有资本流失或 转移问题。首先，论文对我国国有资本监管的现状、存在的问题进行了详细介绍，指出国 有资本流失或转移是目前我国国有资本监管中存在的显著问题之一，并分析了造成这些问 题的原因。其次，论文通过三模型分析，即国有资本流失或转移模型、官员经营者合谋模 型和国有资本监督供给模型分析基础上，求解出控制国有资本流失或转移的根本路径论在 于重新构建国有资本监管机制。最后。论文以十六大有关精神为准绳，遵循产权清晰、权 责明确和信息充分的原则，重新构建了我国中央和地方两级国有资本监管机制，即“三层 管理”和“三层监督”模式。 关 键 词：国有资本；国有资本流失或转移；国有资本监管 The Resolving of Controlling State-owned Capital’s Eroding and Transferring Problem ——Reconstruction of the State-owned capital Supervision and Administration System Abstract: The paper focuses on solving the problem of controlling state-owned capital’s eroding and transferring when the ownership and control is separated. At first, through carefully introducing the status quo and problems of our country state-owned capital supervision and administration, the article makes a point that the state-owned capital’s eroding and transferring problem is one of the remarkable problems and makes a analysis of those problems at the same time. Second, through the analysis of the state-owned capital’s eroding and transferring model, the collusion between officeholders and managers model and the state-owned capital’s supervision supplying model, the paper gives the ultimate method to solve the problem which is the reconstruction of the he state-owned capital supervision and administration system. Finally, according to the related substance of the sixteenth people’s congress counci