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关于修订《中国结算深圳分公司港股通存管结算
业务指南》的通知
各市场参与主体：
根据业务实际运作方式的调整，我公司对《港股通存管
结算业务指南》进行了修订，本次修订内容主要包括：
一、资金结算账户开立及变更部分中，增加在线业务办
理的提醒。各结算参与机构可通过结算参与机构管理平台在
线办理预留印鉴申报等业务，无需邮寄纸质申请材料。
二、股权登记日的特殊情形的安排中，如遇香港工作日、
深市非交易日的情形，则将股权登记日提前至最近的“港股通
交收日”调整为“A股工作日”。从而使港股通标的证券在内地
股权登记日更接近香港市场股权登记日。
三、供股部分中，“收到中国证监会关于此次供股的备
案函”不再作为供股权登记上市的前提条件，但仍作为供股
认购的前提条件，并相应调整供股权登记、上市与接收认购
申报的日期。
此外，对转托管、组合费收取、资金账户计息等表述进
行了完善。
现予发布，特此通知。
附件：《中国结算深圳分公司港股通存管结算业务指南》
二○一八年五月二十二日
附件：
中国结算深圳分公司
港股通存管结算业务指南
版本及修订说明
2016-10-14 首次发布
2018-5-11 调整资金结算账户开立资料、香港工作日深
市非交易日情形下公司行为业务股权登记日
的特别调整、供股权上市、申报认购的流程
安排相关内容
目录
第一章 存管···················································································································2
一、 概述·····················································································································································2
二、 证券持有、变动记录查询···············································································································2
(一) 受理范围·································································································································2
(二) 需提交材料和办理流程·········································································································3
(三) 注意事项·································································································································3
三、 协助执法业务····································································································································3
(一) 受理范围··················································
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