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Publication Date: 2/1/81 Pages: 6 Date Entered: 1/5/93 Title: Reporting of Physical Security Events February 1981 U.S. NUCLEAR REGULATORY COMMISSION REGULATORY GUIDE OFFICE OF STANDARDS DEVELOPMENT REGULATORY GUIDE 5.62 (Task SG 901-4) REPORTING OF PHYSICAL SECURITY EVENTS A. INTRODUCTION Paragraph 73.71(c) of 10 CFR Part 73, Physical Protection of Plants and Materials, requires that licensees report to appropriate offices within the Nuclear Regulatory Commission events that significantly threaten or lessen the effectiveness of their physical security systems as established by safeguards regulations or an approved safeguards plan or both. As required by 10 CFR Part 50, Domestic Licensing of Production and Utilization Facilities, and 10 CFR Part 70, Domestic Licensing of Special Nuclear Material, a safeguards plan must include one or more of the following plans: physical security, contingency, and security personnel qualification and training. This regulatory guide provides an approach acceptable to the NRC staff for determining whether an event should be reported and the time frame during which the event should be reported and suggests a format that could be used for reporting the event. B. DISCUSSION Events of concern may be divided into two categories: (1) threat-related events, i.e., those that pose a possible threat to a facility or to a shipment, or (2) loss-of-physical-security-effectiveness events, i.e., those in which the physical security system has failed or has been compromised or degraded. In each of the categories, the reporting routine will vary, depending on the severity of the event. The event categories and the associated reporting routines are included in Table 1 of the regulatory position. Threats Explicit threats are those events in which information has come to the attention o
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