CFA三级Mock三级相关内容V1_20180307_2018mock_level3_Mock 67_题目_冯建行.pdf

Level III– Mock 67 Questions 1~6 Relate to Ethical and Professional Standards2 Questions 7~12 Relate to Private Wealth 6 Questions 13~18 Relate to Private Wealth 10 Questions 19~24 Relate to Economics 14 Questions 25~30 Relate to Asset Allocation 17 Questions 31~36 Relate to Fixed Income 21 Questions 37~42 Relate to Equity 25 Questions 43~48 Relate to Alternative Investments 29 Questions 49~54 Relate to Derivatives 33 Questions 55 ~60 Relate to Global Investment Performance Standards 36 1/39 Level III– Mock 67 Last Name: First Name: MOCK EXAM 67 No: Date: Questions 1~6 Relate to Ethical and Professional Standards CleanTech Research Fund Case Scenario Kim Tang, CFA, is a consultant reviewing a hedge fund, CleanTech Research Fund. CleanTech invests in high-risk and volatile “clean technology” companies. CleanTech has adopted the CFA Institute Code of Ethics and Standards of Professional Conduct. Tang examines the various forms of advertising used by CleanTech to attract new clients. In one of its advertising messages, CleanTech states, “We have a very experienced research team and are proud they are all CFA’s. Several of our managers serve as volunteers for CFA Institute. CFA Institute recognizes their expertise, and as a result, you can rely on our team for superior performance results.” In reviewing CleanTech’s marketing brochure, Tang reads the following statements: Statement 1 The share prices of companies in the clean technology sector have increased recently because of the growing awareness of climate chang