派瑞股份：首次公开发行股票并在创业板上市之上市公告书.docx

PAGE 1 PAGE 1 PAGE 1 西安派瑞功率半导体变流技术股份有限公司 （西安市高新区新区锦业二路东段） 首次公开发行股票并在创业板上市之上市公告书 保荐人（主承销商） 北京市朝阳区建国门外大街 1 号国贸大厦 2 座 27 层及 28 层 2020 年 4 月 目 录 特别提示 ··········································································································· 4 第一节 重要声明与提示 ······················································································· 5 一、本次发行前股东所持股份的限售安排、自愿锁定股份、延长锁定期限以及相关股东持 股及减持意向等承诺 ····················································································· 5 （一）发行人控股股东西电所承诺： ·························································· 5 西电所的出资人科控集团承诺： ······················································· 7 发行人股东国开基金、开信派瑞、砻淬资本承诺： ······························· 8 发行人股东陕西金河、西安神和、西安圆恒、西安协创、西安金河承诺： · 9 间接持有发行人股份的董事及高级管理人员承诺： ······························· 9 间接持有发行人股份的监事承诺： ···················································· 10 二、公开发行前持股 5%以上股东持股意向及减持意向的承诺 ································ 11 三、关于招股说明书信息披露的承诺 ································································ 11 （一）发行人承诺： ··············································································· 11 发行人控股股东西电所承诺： ·························································· 12 发行人董事、监事及高级管理人员承诺： ··········································· 13 本次发行的中介机构承诺： ····························································· 14 四、稳定股价的预案及相关承诺 ······································································ 15 （一）稳定股价的预案 ············································································ 15 （二）稳定股价相关承诺 ········································································· 18 五、填补被摊薄即期回报的措施及承诺 ····························································· 22 （一）公司关于填补被摊薄即期回报的具体措施 ··········································· 22 （二）相关主体关于填补被摊薄即期回报的承诺 ··········································· 24 六、关于未履行承诺的约束措施 ······································································ 25 七、关于本次发行