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RoHSEnforcement
GuidanceDocument
Version1–issuedMay2006
ThisGuidanceDocumenthasbeendeveloped
throughdiscussionswithinthe“EURoHS
EnforcementAuthoritiesInformalNetwork”.
Itshouldbenotedthatthedocumentis
informativeandadvisory,buthasnolegal
authority.
IndividualMemberStateRoHSenforcement
authoritiesareboundbytheirownnationallegal
structuresandcanonlyapplythisguidance
withintheconfinesofthosestructures.
OVERVIEW
Thisguidancedocumentcontainsthreesections:
1.Introduction:AimsObjectives,PrinciplesandtheEnforcementProcess
2.RoHSComplianceDocumentation
3.SamplingTestingIssues
KeyissuesaddressedwithintheGuidanceinclude:
•TheunderlyingprinciplesthatmightbeusedtoguideRoHSenforcement
•Thetypeofdocumentationthat‘producers’(withinthespecificdefinition
1
giveninArticle3oftheDirective)mightbeadvisedtokeep
•ThewaysinwhichMemberStateenforcementauthoritiesmightusesuch
documentationtocheckforRoHScompliance
•Thewaysinwhichsamplepreparationandanalyticaltestingmightbe
employedtoavoidinconsistentenforcementdecisionsbetweenMember
States
1
TheRoHSDirectivedefinesa‘producer’asanypersonwho(a)manufacturesandsells
electricalandelectronicequipmentunderhisownbrand;(ii)resellsunderhisownbrand
equipmentproducedbyothersuppliers,(butforthesepurposesaresellershallnotberegarded
astheproducerifthebrandoftheproducerappearsontheequipment,asprovidedforin(a));or
(c)importsorexportselectricalandelectronicequipmentonaprofessionalbasisintoaMember
State.
v.1issuedMay2006
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