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July22,2004]

Anti-BriberyandBooksRecordsProvisionsof

TheForeignCorruptPracticesAct

CurrentthroughPub.L.105-366(November10,1998)

UNITEDSTATESCODE

TITLE15.COMMERCEANDTRADE

CHAPTER2B--SECURITIESEXCHANGES

§78m.Periodicalandotherreports

(a)Reportsbyissuerofsecurity;contents

Everyissuerofasecurityregisteredpursuanttosection78lofthistitleshallfilewiththeCommission,inaccordancewithsuchrulesandregulationsastheCommissionmayprescribeasnecessaryorappropriatefortheproperprotectionofinvestorsandtoinsurefairdealinginthesecurity--

(1)suchinformationanddocuments(andsuchcopiesthereof)astheCommissionshallrequiretokeepreasonablycurrenttheinformationanddocumentsrequiredtobeincludedinorfiledwithanapplicationorregistrationstatementfiledpursuanttosection78lofthistitle,exceptthattheCommissionmaynotrequirethefilingofanymaterialcontractwhollyexecutedbeforeJuly1,1962.

(2)suchannualreports(andsuchcopiesthereof),certifiedifrequiredbytherulesandregulationsoftheCommissionbyindependentpublicaccountants,andsuchquarterlyreports(andsuchcopiesthereof),astheCommissionmayprescribe.

Everyissuerofasecurityregisteredonanation