10股票与投资分析题库.pdf

10

1.Theinvoicepriceofabondisthe______.

A.statedorflatpriceinaquotesheetplusaccruedinterest

B.statedorflatpriceinaquotesheetminusaccruedinterest

C.bidprice

D.averageofthebidandaskprice

2.Sinkingfundsarecommonlyviewedasprotectingthe_______ofthebond.

A.issuer

B.underwriter

C.holder

D.dealer

3.Acollateraltrustbondis_______.

A.securedbyothersecuritiesheldbythefirm

B.securedbyequipmentownedbythefirm

C.securedbypropertyownedbythefirm

D.unsecured

4.Amortgagebondis_______.

A.securedbyothersecuritiesheldbythefirm

B.securedbyequipmentownedbythefirm

C.securedbypropertyownedbythefirm

D.unsecured

5.Adebentureis_________.

A.securedbyothersecuritiesheldbythefirm

B.securedbyequipmentownedbythefirm

C.securedbypropertyownedbythefirm

D.unsecured

6.BondsissuedintheU.S.are__________andmostbondsissuedoverseasare___________.

A.bearerbonds;registeredbonds

B.registeredbonds;bearerbonds

C.straightbonds;convertiblebonds

D.puttablebonds;callable

7.Floatingratebondshavea__________thatisadjustedwithcurrentmarketinterestrates.

A.maturitydate

B.couponpaymentdate

C.couponrate

D.dividendyield

8.Inflation-indexedTreasurysecuritiesarecommonlycalled____.

A.PIKs

B.CARs

C.TIPS

D.STRIPS

9.Whendiscussingbonds,convexityrelatestothe_______.

A.shapeofthebondpricecurvewithrespecttointerestrates

B.shapeoftheyieldcurvewithrespecttomaturity

C.slopeoftheyieldcurvewithrespecttoliquiditypremiums

D.sizeofthebid-askspread

10.AJapanesefirmissuedandsold